Client Service Levels
> For both wealth management and financial planning, Regency Investment Services offer a clear and straightforward service structure based on agreed minimum levels of service.
> At entry level, our service is standardised for efficiency and at higher levels, it is tailored to meet the individual needs of each client.
> Our team of highly qualified advisers has specialist knowledge in complex financial areas such as retirement options, inheritance tax planning and wealth management.
What are our service levels?
|Adviser led meetings||2 p.a||1 p.a||biennial|
|Office based meetings||team|
|Client location meetings|
|Administrative support||named individuals||team||team||team|
| Investment committee
|prescribed investment solutions|
| Active portfolio
|Portfolio valuations||2 p.a.||2 p.a.||1 p.a.||1 p.a. with accompanying investment analysis|
|Yearly tax briefs|
| Advice on cash
| Triangluar services with
Additional services are available for an appropriate fee
In order that we can provide you with the service outlined above, we would ask that you:
What do we expect from you?
> Automatically inform us of any material change in your personal or financial circumstances.
> Respond promptly to any communication, where possible, and let us have any information that we require as soon as practicable.
> Provide us, where possible, with an e-mail address that can be used for general communication including transmission of some sensitive data.
> Confirm acceptance of our fees in writing prior to us undertaking any work on your behalf.
> Let us know as soon as possible if you feel that our service falls below the standards set out in this document.
> Ensure any invoices for our fees are met within 30 days.
Finally, our business only grows through personal and professional recommendations and we would ask that you do not keep us a secret!
If you feel that we have done a good job for you then it is likely that we could perform a similar service for friends or colleagues. Please feel free to provide our details to anyone who you think might benefit from the services that we offer.